The resultant

For univariate polynomials $ f, g$ over a field the following lemma says that it is possible to find polynomials $ s, t$ such that $ s f + t g = 0$ , $ {\deg}(s) < {\deg}(g)$ , $ {\deg}(t) < {\deg}(f)$ if and only if $ {\gcd}(f,g) \neq 1$ .

Lemma 1   Let $ f, g \in {\bf k}[x]$ be nonzero polynomials over the field k. Then the following statements are equivalent.

Proof. Let $ h = {\gcd}(f,g)$ . If $ h \neq 1$ then $ {\deg}(h) \geq 1$ and a solution is

$\displaystyle (s,t) \ = \ (g / h, -f /h)$ (25)

Conversely, let $ (s, t)$ be a solution. Assume that $ f$ and $ g$ are coprime. Then $ s f = - t g$ would imply $ f \mid t$ . This is impossible since $ t \neq 0$ and $ {\deg}(t) < {\deg}(f)$ . Hence $ f$ and $ g$ are not coprime and $ {\gcd}(f,g) \neq 1$ holds. $ \qedsymbol$

Remark 7   Given $ f, g \in {\bf k}[x]$ nonzero polynomials of degrees $ n, m$ respectively we consider the map

$\displaystyle {\phi}: \ \left. \begin{array}{lll} {\bf k}[x] \times {\bf k}[x] ...
...ightarrow & {\bf k}[x] \\ (s,t) & \longmapsto & s f + tg \\ \end{array} \right.$ (26)

For $ d \in {\mbox{${\mathbb{N}}$}} \setminus \{ 0 \}$ we define

$\displaystyle P_d \ = \ \{ p \in {\bf k}[x] \ \mid \ {\deg}(p) < d \}$ (27)

with the convention that

$\displaystyle P_0 \ = \ \{ 0 \}$ (28)

The restriction of $ {\phi}$ to $ \ P_m \times P_n \ \rightarrow \ P_{n+m}$ is a linear map $ {\phi}_0$ between vector spaces of finite dimension.

Proposition 4   Let $ f, g \in {\bf k}[x]$ nonzero polynomials of degrees $ n, m$ such that $ n + m > 0$ . Then we have:

Proof. From Lemma 1 we deduce that the kernel of $ {\phi}_0$ is reduced to $ \{ 0 \}$ iff $ {\gcd}(f,g) = 1$ . Since both $ P_m \times P_n$ and $ P_{n+m}$ have dimension $ n + m$ this proves the first claim. The second claim is a consequence of the first one. $ \qedsymbol$

Remark 8   Let's carry on with $ f, g$ nonzero univariate polynomials in $ x$ of degrees $ n, m$ such that $ n + m > 0$ . However let us relax the hypothesis on the coefficient ring by assuming that it is just a commutative ring $ R$ with identity element. Let us write:

$\displaystyle f \ = \ f_n x^n + \cdots + f_0 \ \ \ \ {\rm and} \ \ \ \ g \ = \ g_m x^m + \cdots + g_0$ (30)

The natural basis for $ P_m \times P_n$ consists of the $ (x^i, 0)$ for $ 0 \leq i < m$ followed by the $ (0, x^j)$ for $ 0 \leq j < m$ . On this basis $ {\phi}_0$ is represented by the following matrix

$\displaystyle \left( \begin{array}{cccccccc} f_0 & 0 &\cdots & 0 & g_0 & 0 &\cd...
...s & \ddots & \\ 0 &\cdots & 0 & f_n & 0 &\cdots &0 & g_m \\ \end{array} \right)$ (31)

where all entries outside of the parallelograms are equal to zero.

Definition 4   The above square matrix of order $ n + m$ is denoted $ {\rm Sylv}(f,g)$ and called the Sylvester matrix of $ f$ and $ g$ . Its determinant is called the resultant of $ f$ and $ g$ denoted by $ {\rm res}(f,g)$ . We make the following conventions.

Proposition 5   Let $ f, g \in {\bf k}[x]$ be nonzero univariate polynomials over a field $ {\bf k}$ . Then the following statements are equivalent
  1. $ {\gcd}(f,g) = 1$ .
  2. $ {\rm res}(f,g) \neq 0$ .
  3. there do not exist any $ s,t \in {\bf k}[x] \setminus \{ 0 \}$ such that

    $\displaystyle s f + t g = 0, \ \ {\deg}(s) < {\deg}(g) \ \ \ \ {\rm and} \ \ \ \ {\deg}(t) < {\deg}(f).$ (32)

Proof. This follows from Proposition 4 and the fact that $ {\rm res}(f,g)$ is a determinant of the linear map $ {\phi}_0$ . $ \qedsymbol$

Proposition 6   Let $ f,g \in R[x]$ be nonzero univariate polynomials over a UFD $ R$ . Then we have

$\displaystyle {\gcd}(f,g) \in R \ \ \ \ \iff \ \ \ \ {\rm res}(f,g) \neq 0.$ (33)

Proof. This follows from the adaptation of the results of Lemma 1 and Proposition 4 to the case where the ground ring is a UFD (and in particular an integral domain) instead of a field. $ \qedsymbol$

Proposition 7   Let $ f,g \in R[x]$ be nonzero univariate polynomials over an integral domain $ R$ . Then there exist nonzero $ s, t \in R[x]$ such that

$\displaystyle s f + t g = {\rm res}(f,g), \ \ {\deg}(s) < {\deg}(g) \ \ \ \ {\rm and} \ \ \ \ {\deg}(t) < {\deg}(f).$ (34)

Proof. Let $ {\bf k}$ be the field of fractions of $ R$ . If $ {\rm res}(f,g) = 0$ then we know that there exist $ s,t \in {\bf k}[x] \setminus \{ 0 \}$ such that

$\displaystyle s f + t g = 0, \ \ {\deg}(s) < {\deg}(g) \ \ \ \ {\rm and} \ \ \ \ {\deg}(t) < {\deg}(f).$ (35)

Then the claim follows by cleaning up the denominators.

If $ {\rm res}(f,g) \neq 0$ then $ f$ and $ g$ are coprime in $ {\bf k}[x]$ . Then there exists $ u,v \in {\bf k}[x]$ with stated degree bounds such that $ u f + v g = 1$ holds in $ {\bf k}[x]$ . Observe that

Then the polynomials $ s = {\rm res}(f,g) \ u$ and $ t = {\rm res}(f,g) \ v$ have coefficients in $ R$ and we have the desired relations. $ \qedsymbol$

Marc Moreno Maza
2008-01-07